Sr. Manager Compliance.
Purpose Role :
- Regulatory updates and implementation; Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters.
- Advisory role with respect to processes; Providing advisories to stakeholder on various regulatory aspects. Engage with partners and stakeholders to enable compliance related onboarding and servicing processes.
- Agreement review; Review intermediary and service partner agreements.
- Regulatory Monitoring and reporting; Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. Relook at existing processes and evaluate/implement automation to reduce people dependency and errors. Ensure record keeping of Compliance departmental records in line with regulatory requirements.
- Regulatory engagement; Engaging with regulators through representations, draft responses and notes on various compliance matters.
- Management engagement; Engaging with management on certain requirements and escalations, preparing presentations etc.
Role Specifications :
Education : Law Graduate with 3 to 4 years of experience in insurance companies' , Good command over the English language is necessary.
Functional & Behavioural Competencies :
- Knowledge of insurance regulations
- Teamwork and communication skill
- Knowledge of the insurance processes would be an advantage.
Interested candidates can apply with the following details. :
- Current Location
- Current Organization
- Total Experience
- Relevant Experience
- Education/Experience Gaps
- Current CTC
- Expected CTC
- Offers Yes/No
- Notice Period/Lead time to join
- Reason for job change
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