06/06 Ruchika Bhardwaj
Managing Partner / Founder at Workoid Consultants

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Senior Manager - Compliance - Insurance (10-15 yrs)

Gurgaon/Gurugram Job Code: 706236

CA/CS/ LLB May APPLY

We are looking for SM - Compliance for a leading Insurance company based at Gurgaon.

Job Location: Corporate HQ, Gurgaon

Education : CA/CS/ LLB

CTC : Best in Industry

Reporting To : Assistant Vice President - Compliance

Department : Legal & Compliance

Exp : 10+ Post Qualification

Nature of the Role : Individual Contributor

Working Timings : 9.30 am - 6.30 pm onwards, 5 days working . 2 week offs

Mandatory experience : Stakeholder Management, Domain Expertise, Interpret Data, communication, energetic, stable profile

Job Purpose

1. Implementing a robust and dependable compliance framework taking care of end to end legislative requirements through effective management of Compliance Management System (CoMS) and Corporate Agent Quarterly Compliance Checklist process.

2. Accountable for preparing Compliance Reviews Plan for the organization and getting it approved by the Audit Committee.

3. Developing and enhancing the compliance review process and new incumbents

4. Reporting of compliance outages to the management and board

5. Review implementation of a management action plan for mitigation of compliance outages identified

6. To ensure effective due diligence for new channel partners and third party service providers in their onboarding process

7. Implementing new regulatory and legislative requirements, management of compliance processes and policies applicable to the company, advising the employees on compliance and ethics issues, and ensuring full and fair enforcement of the company's ethics policies, regulatory guidelines and statutory obligations.

Key Responsibilities

- Manage Compliance Reviews

- Business Partner On-Boarding and Outsourcing Process

- Responsive Compliance Framework: Implement and strengthen robust Compliance Framework taking care of IRDA requirements and all other applicable Central and State Laws, ensuring that the framework is responsive to dynamic regulatory requirements and amenable to gap identification and redressal.

- Manage Investment Compliance

- Carrying out Special projects/reviews as may be assigned from time to time.

- Creating Compliance Awareness and Culture

If the above role excites you, Kindly share your updated Photo Word (Doc) resume with the below-mentioned details -

Ed Qualification with Passing out year
Name
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Relevant Experience
Current Organization
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Reporting Manager
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Span
Next Level
Education
Domain Expertise
Key Skills
Notice Period 

Current CTC ( Fixed + Variable+ PLI )
Expected CTC
Next Appraisal Cycle
Reasons for change

Ruchika
Team Workoid

Women-friendly workplace:

Maternity and Paternity Benefits

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