We have been retained by a foreign bank to identify a Senior Manager - Compliance to be based at Mumbai. JOB PURPOSE: - To define the compliance strategy for Bank's Products, Services, Finance and steering the Bank through the implementation of the strategy. - To set up compliance policy, guidelines, practices and procedures that meet the requirements of all governing regulatory bodies. - Make a significant contribution to the Compliance Strategic Vision of being an Independent Guardian by setting appropriate standards for Compliance risk assessments. KEY RESPONSIBILTIES: - Undertake Compliance Monitoring reviews across a variety of the banks businesses. - Take an active role in embedding the revised approach to Compliance Monitoring across the bank, whilst ensuring continuous development and improvement of effective Compliance Monitoring protocols. - Implement the bank's Compliance Monitoring Plan in accordance with the Compliance Monitoring Methodology, including: Facilitate effective regulatory risk assessments. - Interpret Compliance Monitoring Programmes into an organised and risk-based work schedule to ensure effective use of resources. - Execute objective monitoring reviews in conjunction with Compliance colleagues where necessary, through effective liaison with Business stakeholders, a variety of fieldwork approaches, production of quality, focussed reports, and comprehensive record keeping of work undertaken. - Collaborate with the various Compliance stakeholders, to ensure satisfactory completion of Monitoring activities. - Share best practice and learnings with Monitoring colleagues. - Foster close co-operation between and develop excellent working relationships with various Risk and Compliance stakeholders, including Audit &amp; Assurance. - Assess whether Compliance policies and procedures are embedded and operating effectively. - Proactively keep abreast of changes in regulation and legislation, industry best practices, and changes to business activities and products, through self-managed learning and relationships with Compliance colleagues and business networks. Increase the profile of Compliance within the bank through the identification and escalation of potential or actual regulatory risks in order to protect and enhance the reputation of the bank and to avoid significant financial loss to the bank or its customers. - Promote best practices in Compliance matters to relevant Business stakeholders, gaining buy-in for Monitoring activities through excellent working relationships. DESIRED SKILLS/COMPETENCIES: - Knowledge of Compliance and regulatory matters. - Strong analytical skills. - A disciplined approach to Planning, Execution and Tracking of issues to resolution. - Strong team player, able to work collaboratively with colleagues. - Excellent communication skills for documenting and explaining findings. - Strong influencing skills for obtaining buy-in to resolve findings. - Drive and enthusiasm. - A positive, - can do- attitude. CANDIDATE PROFILE Candidates desirous of contesting this position should be Chartered Accountants and or Company Secretary with 4 to 8 years relevant experience in Bank, and may respond with their recent scanned photo and CV in word format

Mumbai

Senior Manager - Compliance - CA/CS - Bank 

Senior Manager - Compliance - CA/CS - Bank  ,Job Description for Senior Manager - Compliance - CA/CS - Bank  in Corporate Search & Placements Pvt. Ltd. in  Mumbai for (4-8) years of experience. Apply Now!

Job Description for Senior Manager - Compliance - CA/CS - Bank  in Corporate Search & Placements Pvt. Ltd. in  Mumbai for (4-8) years of experience. Apply Now!