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Senior Manager/AVP - Compliance - NBFC (6-12 yrs)
Opening - Sr. Manager/AVP Compliance
Location - BKC, Mumbai
Company - Leading Financial Services Firm
Role & Responsibilities-
Compliance (70%)
- Provide Compliance Clearance for Deals, both from client take on and transaction structure perspective.
- Manage the Investment Committee governance
- Subject matter expert in NBFC, Listed Debt and FEMA regulations
- Advising business on regulatory changes that have a short / long term impact
- Owning the compliance policies and implementation throughout the business
- Regulatory reporting and regulatory liaison
- Managing the whole compliance ecosystem that applies to an NBFC, i.e. FEMA reporting, CRILIC, CRISIL, CERSAI and so on.
- Assist the Group Compliance in key projects impacting the Group
Governance/Secretarial (30%)
- Manage the internal and statutory audit process independently
- Manage the Committee meetings, ToR and the Board independently
Experience Required:
- 7 to 10 years in NBFC/Structured Finance business
- Company Secretary (LLB added advantage)
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