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08/09 Vebha Gandhi
Proprietor at Techno Placements

Views:133 Applications:24 Rec. Actions:Recruiter Actions:15

Senior Executive/Manager - Inspection & Audit - BFSI (5-10 yrs)

Delhi NCR/Mumbai/Chennai Job Code: 1151936

Requirement :- Senior Executive / Manager - Inspection & Audit (Onsite) -Delhi / Chennai / Mumbai

Qualification Profile : CFA / CA / CS/ ICWA / LLB/ MBA

Job Responsibilities :-

- Go through Inspection reports thoroughly and get clarification and details if required from Onsite Inspection teams

- Verify that inspection files are properly arranged and all supporting data / documents are available in the files and send it to next level

- Generate and verify Letter of Observations

- Send approved Letter of Observation (LO) to members

- Follow up with members for reply to LO

- Verify members reply to LO and get further clarification if required from members

- Prepare reply analysis based on Letter of Observation and Members reply

- Prepare Agenda / Summary for approval note

- Send details of actions to respective department for its implementation

- Follow up with respective departments for implementation of actions

- Send action letters to the members

- Arrange for meeting with the member if called for personal hearing

- Carrying out post inspection activities as directed by Assistant Manager/ Manager / Senior Manager / Committee

Experience :

- Relevant experience with reputed Commodity / Stock Broker(s) and / or Stock / Commodity Exchange(s)

Experience :-5-10 yrs

Job Location :-Delhi / Chennai / Mumbai

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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