Role will report to AD-Legal - Experience in working at, or advising companies in, the financial services industry, particularly stock broking, mutual funds, lending and payment gateways. - Competence in handling compliances mandated by SEBI, RBI, IRDA, and labour authorities. - Ability to independently draft and set internal governance policies. - Evaluate and weigh multiple inputs and impacts of any decision, ability to anticipate issues and estimate risks strategically, identify proactive solutions that will eliminate or mitigate risks. - Draft and review legal documents and policies for various business lines including fin-tech, stockbroking, lending, payments, mutual funds, insurance, and technology, based on relevant guidelines and applicable law. - Identifying legal issues and risks that may affect the various businesses and ensuring compliances related thereto. - Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies - Evaluate the efficiency of controls and improve them continuously - Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues - Draft, modify and implement company policies - Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations - Assess the business's future ventures to identify possible compliance risks. Requirements : - LL.B. - 5 - 8 years of experience both at a law firm and in-house. - Experience in the financial services sector, stockbroking and mutual fund company, especially in payments industry is highly preferred. - Overall experience strictly between 5-8 years. - Have strong communication and influencing skills. - In-depth understanding of how legal issues affect organizations. - Ability to develop legal strategy and objectives, excellent knowledge and understanding of the regulatory regime and procedures. - Ability to anticipate legal issues or risks and to - see around the corner.

Bangalore

Senior Compliance Manager - FinTech - LLB 

Senior Compliance Manager - FinTech - LLB  ,Job Description for Senior Compliance Manager - FinTech - LLB  in CareerNet Technologies in  Bangalore for (4-9) years of experience. Apply Now!

Job Description for Senior Compliance Manager - FinTech - LLB  in CareerNet Technologies in  Bangalore for (4-9) years of experience. Apply Now!