Senior Business Auditor - Investment Bank

- Responsible for managing multiple audits in parallel and work in global and joint audits

- Client audit engagements, which include planning executing, directing, and completing business / financial audits.

- Good knowledge of business process, operational process related to banking and capital markets.

- Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc.

- Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business.

- Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc.

- A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls.

- Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.

- Review the evidence of audit conclusions are ensure they are well-documented.

- Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient

- Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression

- Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations

- Participate on annual risk assessment and audit planning

- Quality initiatives within audit function

- Working on Integrated audit

- Monitoring audit recommendations

- Statutory and regulatory norms applicable to banking business

- Fluent Command over English language

Profile:

- Execute all audits in accordance with professional standards.

- Assists audit management in preparation & execution of the audit plan

- Prepares Audit work program and understands the specific risks to be evaluated.

- Performs evaluation of internal controls, testing of processes

- Performs reviews of major financial and operational processes

- Perform tests on the effectiveness of the Internal control environment within SG.

- Maintains clear work papers and audit trail of the work done in the appropriate tool

- Write formal & clear reports to communicate audit results to management

- Makes appropriate recommendations to improve SG processes