Senior Associate - Operations - Investment Advisor

Our client is a Hyderabad based SEBI Regd Investment Advisor and also has an in-house SEBI Regd PMS.

Key Responsibilities:

1. Ensure client investment plans in stocks and mutual funds are tracked well and that portfolios are up to date. Process mutual fund and stock transactions within the specified timeframes. Follow up with the AMCs and Brokers to resolve any issues.

2. Make outbound calls to prospective clients and provide them with information about our products and services.

3. Ensure compliance with relevant regulatory requirements.

4. Assist customers with inquiries related to transactions, advisory bills and resolve any issues or discrepancies promptly.

5. Conduct periodic reconciliations of transactions, and holdings to ensure accuracy.

6. Identify areas for process improvement, automation, and efficiency enhancement. Collaborate with internal teams, such as finance, IT teams.

Qualifications and Skills:

1. Bachelor's/Master's degree in finance, accounting, business administration, or a related field with minimum 5-10 years of experience.

2. Relevant certifications such as NISM (National Institute of Securities Markets) certification would be an advantage.

3. Strong understanding of Indian stock markets and mutual funds

4. Excellent communication and interpersonal skills to interact with clients, colleagues.

5. Strong problem-solving abilities and ability to handle and resolve customer queries and concerns.