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Senior Associate - Legal - Wealth Management Business - LLB (3-10 yrs)
Job Description:
- Responsible for handling all legal and compliance aspects of the Wealth Management business
- Responsible for setting up legal and compliance platform for conduct of WM business
- To draft and implement Standard Operating Procedures
- Responsible for obtaining and compliance related for Investment Advisory License, Trustee license with SEBI.
- Closely work with International Consultant in designing and optimizing SOP platform
- To manage the operation of the Trustee Services Company
- To set up and manage critical SOP including client on boarding, client reporting, compliance
Specific Skills Required:
- Excellent Drafting Skills
- Knowledge of SOP relating to Wealth Management services
- Knowledge for critical Corporate Laws and SEBI
- In- depth knowledge and practical exposure on compliance
Essential Functions:
- Timely and quality delivery of documentation
- Responsible for meeting regulatory compliances
- Critical assessment of risk in each transaction undertaken
Basic Qualification : Graduate
- Advance Qualification: LLB
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