09/11 Swati Verma
Founder at Jobs Avenue

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Senior Associate - Legal - Wealth Management Business - LLB (3-10 yrs)

Mumbai Job Code: 863080

Job Description:

- Responsible for handling all legal and compliance aspects of the Wealth Management business

- Responsible for setting up legal and compliance platform for conduct of WM business

- To draft and implement Standard Operating Procedures

- Responsible for obtaining and compliance related for Investment Advisory License, Trustee license with SEBI.

- Closely work with International Consultant in designing and optimizing SOP platform

- To manage the operation of the Trustee Services Company

- To set up and manage critical SOP including client on boarding, client reporting, compliance

Specific Skills Required:

- Excellent Drafting Skills

- Knowledge of SOP relating to Wealth Management services

- Knowledge for critical Corporate Laws and SEBI

- In- depth knowledge and practical exposure on compliance

Essential Functions:

- Timely and quality delivery of documentation

- Responsible for meeting regulatory compliances

- Critical assessment of risk in each transaction undertaken

Basic Qualification : Graduate

- Advance Qualification: LLB

Women-friendly workplace:

Maternity and Paternity Benefits

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