Senior Associate - Financial Risk & Control

Operational Risk and Controls :

- Ownership of end to end core deliverables for Corporate FP&A including but not limited to End User Computing, Finance Models Identification, Models Risk Management, Outsourcing Governance etc

- Develop action plans for policy implementation and ensure compliance with policies and frameworks

- Build Strategy and Execute R&C responsibilities by leading and working with various stakeholders in ensuring delivery of E2E components of policies and frameworks

- Partner with Local / Global seniors and support them with deliverables

- Lead the facilitation, coordination and resolution of efforts for the business unit via project planning, execution and control of key risk & control initiatives as needed in alignment with requirements and standards set by the centralized governance and oversight teams (e.g. MCA, EUC, MRM etc.)

- Inventory management & review of compliance control activities such as monthly information sheet, KPI and book of work submissions, reports/review materials/activities review for enhanced controls (e.g. maker/checker), standard operating procedures completeness assessment, etc

- Govern Monthly / Quarterly control & compliance forum meetings and share review score cards with senior management

- Drive self-identification of risk issues

- In-Business Control & Review

- End User Computing

- Annual Inventory review

- Metrics and Reporting

- Adherence to EUC controls standards

- Alignment to MRM policy

- Alignment to MCA policy and testing of critical controls related to EUCs

- Adhere to process/governance requirements relating to rationalization of High/Medium Risk EUCs

- Finance Models Identification

- Manage project requirements basis on-going communication from Global project teams

- Coordinate and maintain repository of all models pertaining to Mumbai FP&A

- Drive implementation of the project requirements on a need basis

- Drive implementation of MRM policy requirements for models assigned to Mumbai FP&A

- Alignment to EUC Policy

- Alignment to MCA policy

- Outsourcing Governance

- Monitor and execute Outsourcing policy requirements in line with India CSC Rules of The Road

- Engage with Country/Regional outsourcing partners on policy requirements to ensure all documentation is complete and in adherence to policy requirements e.g. NCIA, ADR (including annual review), updates in e-sourcing system, etc.

- Adherence to Cross Border Data Clearance requirements

- Manage ongoing outsourcing Monitoring and Governance requirements

- Policy Coverage (indicative list):

- EERS

- Mandatory Absence

- Global & Regional Compliance Trainings

- Personal Trading & Investment Policy

- NEMS

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