Senior Associate - Compliance - SEBI Merchant Banker

Position: Senior Compliance Associate

Job Location: Based out of Chennai

Qualification: MBA/ M.COM/ MCL/ PGDMA/ ACS.

Salary: Best in Industry - Negotiable

Job Description:

- Ability to build mechanism to comply with SEBI regulations and requirements in relation to Merchant Banking.

- Prepare checklist, SOP & process notes for formulating the Merchant Banker regulatory compliance.

- Handle inspection of SEBI Merchant Banker Regulatory.

- Coordinating with various department to ensure compliances as applicable for their respective functions.

- Submission of various regulatory reports stipulated by the SEBI Merchant Banker Regulatory within prescribed time limit.

- Expertise in PMLA and KYC regulations and compliance.

Skill Set & Personality Traits required:

- Multi-tasking and Team Player.

- Planning and Execution skills.

- Effective communication & interpersonal skills.