Rupeek - Senior Officer/Manager - Compliance

Role

- Assessing the compliance / regulatory risks faced by the business and to ensure that the Company appropriately manages those risks.

- Disseminating regulations to business and support functions and providing ongoing advisory services to ensure that the Company operates in accordance with all regulatory and legal requirements.

- Review and regular update of policies and procedures in view of new regulations including compliance manuals.

- Managing all Correspondence with the RBI by acting as a principal interface between the Company and RBI (eg. To manage the relationship with the regulator, coordinate when any regulatory approvals are needed, Coordinating efforts related to regulatory audits and reviews)

- Provide compliance opinions to the internal stakeholders on applicability of regulatory laws / guidelines in relation to activities of the Company (eg : customer communication in app, website or documents)

- Overseeing and monitoring the implementation of the compliance framework.

- Independently investigating and acting on matters related to compliance.

- Preparing and presenting clear and concise compliance reports to the management and timely escalations to the Leadership team on incidents of breaches and suggest corrective actions.

Skill :

- Effective verbal and written communication

- Effective interpersonal skills to effectively communicate and coordinate complex issues and projects with diverse levels of management and employees (Stakeholder management)

- Conversant with RBI regulations applicable to Banks and NBFCs (apart from general knowledge of business processes followed by NBFC on-ground in relation to loan disbursements and repayments)

Persona :

- CA / LLB with 5-7 years experience in the Compliance team of any NBFC / Fintech. (initial banking experience is not a must have)

- Should have experience of directly interacting with RBI

- Ability and willingness to single-handedly conduct all compliance related functions.