Role : - Assessing the compliance / regulatory risks faced by the business and to ensure that the Company appropriately manages those risks. - Disseminating regulations to business and support functions and providing ongoing advisory Pricing and overall PnL Management; Strategic thinking; Stakeholder Management; understands platform dynamics and can work with support teams to drive targets; services to ensure that the Company operates in accordance with all regulatory and legal requirements. - Review and regular update of policies and procedures in view of new regulations including compliance manuals. - Managing all Correspondence with the RBI by acting as a principal interface between the Company and RBI (eg. To manage the relationship with the regulator, coordinate when any regulatory approvals are needed, Coordinating efforts related to regulatory audits and reviews) - Provide compliance opinions to the internal stakeholders on applicability of regulatory laws / guidelines in relation to activities of the Company (eg : customer communication in app, website or documents) - Overseeing and monitoring the implementation of the compliance framework. - Independently investigating and acting on matters related to compliance. - Preparing and presenting clear and concise compliance reports to the management and timely escalations to the Leadership team on incidents of breaches and suggest corrective actions. Skills : - Effective verbal and written communication - Effective interpersonal skills to effectively communicate and coordinate complex issues and projects with diverse levels of management and employees (Stakeholder management) - Conversant with RBI regulations applicable to Banks and NBFCs (apart from general knowledge of business processes followed by NBFC on-ground in relation to loan disbursements and repayments) Persona : - CA / LLB with 10-12 years experience in the Compliance team of any NBFC / Fintech (initial banking experience is not a must-have) - Should have experience of directly interacting with RBI - Ability and willingness to single-handedly conduct all compliance-related functions.

Bangalore

Rupeek - Compliance Officer 

Rupeek - Compliance Officer  ,Job Description for Rupeek - Compliance Officer  in Rupeek in  Bangalore for (10-13) years of experience. Apply Now!

Job Description for Rupeek - Compliance Officer  in Rupeek in  Bangalore for (10-13) years of experience. Apply Now!