Executive Search Consultant at TruLux
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Risk Head - Equity Broking - Financial Service Firm (15-20 yrs)
Opening - Risk Head - Equity Broking
Company - One of the leading financial services firm
Location - Lower Parel, Mumbai
Role & Responsibilities:
- Managing risk and surveillance for Retail and Institutional Business in Equities and Derivatives
- Leading a team of people across risk and surveillance functions
- Managing exposure in Funding products
- Development framework, processes & systems and Enterprise Risk framework across the company
- Establishing Risk Control & Self-Assessment mechanisms across various functions; reviewing risk tolerance limits and implementing measures to address risk mitigation measures
- Defining risk tolerance limits of various functions and reviewing them basis risk appetite agreed with management and Risk Management Committee; performing audits of policy and ensuring strict compliance to standards
- Setting-up process and framework for capturing, reporting, tracking and rectification of loss events
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