A top-tier law firm in Mumbai is looking to hire a Risk & Compliance Officer. Key Responsibility Areas: 1. Assist in periodic internal reviews or audits to ensure that compliance procedures are followed 2. Maintain documentation of compliance activities 3. Ensure there are no violations of standards or regulations with respect to securities trading 4. Aid internal or external auditors in compliance reviews 5. Prepare reports regarding compliance operations and progress 6. Monitor compliance systems to ensure their effectiveness Competencies: 1. Should have 3 years prior experience preferably within another law firm or a professional services firm. 2. Basic understanding of Compliance process and procedures 3. Experience working with Compliance management systems 4. Strong competency in Excel, Outlook, and Word

Mumbai

Risk & Compliance Officer - Law Firm 

Risk & Compliance Officer - Law Firm  ,Job Description for Risk & Compliance Officer - Law Firm  in Avimukta in  Mumbai for (3-6) years of experience. Apply Now!

Job Description for Risk & Compliance Officer - Law Firm  in Avimukta in  Mumbai for (3-6) years of experience. Apply Now!