Retail Assets Compliance Hiring for a Leading Private Sector Bank Strategic/Managerial Responsibilities: Guiding Business Units on Regulatory Compliance for transactions handled by the Bank. Core Responsibilities:- A. Guidance & Advisory: - Provides guidance and support to business teams on their queries pertaining to Asset regulations/guidelines issued by RBI. - Liaising with RBI for seeking clarification. B. Product & Process Note Review: - Review of Product and Process notes to ensure that product/ process notes are compliant from a regulatory perspective. - Ensures that compliance comments are communicated and discussed with the product owner post internal discussions. C. Circular Tracker Implementation: - Ensure that regulatory guidelines are disseminated within prescribed timelines. - Identification, review of action points and dissemination to stakeholders. - Follow up with stakeholders to ensure that regulatory guidelines are implemented by the relevant unit(s). - Testing of compliance submitted by stakeholder before closure of circular action points. D. Training: - Devise online training module, periodic updating etc. E. Audit Committee/Board Submission: - Ensure preparation and submission of quarterly compliance agenda notes to the CS team. - Preparation of Monthly Report on Compliance Activities. Pratik Kankaria | +919329149022

Mumbai

Retail Assets Compliance Role - Bank 

Retail Assets Compliance Role - Bank  ,Job Description for Retail Assets Compliance Role - Bank  in Skillventory in  Mumbai for (2-15) years of experience. Apply Now!

Job Description for Retail Assets Compliance Role - Bank  in Skillventory in  Mumbai for (2-15) years of experience. Apply Now!