Job Views:  
28
Applications:  10
Recruiter Actions:  1

Job Code

1528033

Renaissance Investment - Compliance Manager

7 - 8 Years.Mumbai
Posted 2 weeks ago
Posted 2 weeks ago

Key Result Areas:


- Ensure adherence to corporate governance standards, relevant provisions of the Companies Act, 2013, and SEBI regulations, including PMS, AIF, and mutual fund regulations.


- Ensure timely and accurate filings with regulatory authorities such as SEBI, Registrar of Companies (RoC), and other statutory bodies.


- Manage regulatory filings for AIF funds, including filings related to fund launch, investment activities, and investor reporting.


- Ensure transparent and compliant communication with investors of PMS and AIF products, including the preparation of periodic reports, NAV disclosures, performance updates, and other investor communications.


- Provide legal advice on structuring and setting up PMS and AIF funds, ensuring compliance with SEBI guidelines and other regulations.


- Oversee the preparation of compliance reports for PMS clients and the filing of annual statements with SEBI as per applicable guidelines.


- Act as the primary point of contact for SEBI, RBI, and other regulatory bodies for matters related to PMS, AIF, and other investment-related activities.


- Maintain the company's statutory books and records, including resolutions, minutes, and declarations, ensuring compliance with the Companies Act and relevant regulations.


Experience And Behavioral Competencies Required:


- Minimum 7+ years of experience in company secretarial roles, preferably within an Asset Management Company, PMS, or AIF industry


- In-depth knowledge of SEBI regulations, particularly those governing PMS and AIF.


- A degree in Law (LLB) or equivalent qualification is preferred.


- Qualified Company Secretary (ACS) from the Institute of Company Secretaries of India (ICSI).


Strong Communication skills.


- Prior experience in regulatory compliance, legal advisory, and governance, including managing AIF funds and PMS portfolios.


Reason To Join:


- Weekend off


- PF & Insurance benefits


- Friendly work environment

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Job Views:  
28
Applications:  10
Recruiter Actions:  1

Job Code

1528033

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