Regulatory Compliance Role - Investment Banking - Big4

We have opening for "Regulatory Compliance" with Big4 for Mumbai location

We are looking for:

- Support the governance, initiatives and engagements around the Regulatory landscape affecting the IB Business, including but not limited to

- Assist in understanding & analyzing the impact of a diverse & evolving set of Regulations and Regulator expectations, both functional and jurisdictional, on the IB Business in conjunction with Compliance.

- Ensuring articulate communication of this analysis & resultant requirements to the IB Business through well-thought deep-dives & read-across

- Assist Team head in development of a robust network within the Industry for understanding & leveraging market perspectives on the Regulatory Landscape for consideration across the IB

- Develop trustworthy and reliable Subject Matter Expertise for senior stakeholders (within IB & Corporate Functions, LODs and multiple LEs), by maintaining an ongoing dialogue with them & seeking their engagement and views towards better Regulatory compliance & on key Regulatory projects

- One of the key points of contact for the IB Business to assist them in the implementation & tracking of key Regulatory projects ensuring delays are prevented or appropriately highlighted

- Support the IB Controls engagement on Regulatory reviews & examinations with adequate data, analysis, issue finalization and facilitate determination of valid & practical remediations with appropriate business buy-in.

Saniya Niyazi