Your main objectives will be to -

Support the governance, initiatives and engagements around the Regulatory landscape affecting the IB Business, including but not limited to -

- Assist in understanding & analyzing the impact of a diverse & evolving set of Regulations and Regulator expectations, both functional and jurisdictional, on the IB Business in conjunction with Compliance.

- Ensuring articulate communication of this analysis & resultant requirements to the IB Business through well-thought deep-dives & read-across

- Assist Team head in development of a robust network within the Industry for understanding & leveraging market perspectives on the Regulatory Landscape for consideration across the IB

- Develop trustworthy and reliable Subject Matter Expertise for senior stakeholders (within IB & Corporate Functions, LODs and multiple LEs), by maintaining an ongoing dialogue with them & seeking their engagement and views towards better Regulatory compliance & on key Regulatory projects

- One of the key points of contact for the IB Business to assist them in the implementation & tracking of key Regulatory projects ensuring delays are prevented or appropriately highlighted

- Support the IB Controls engagement on Regulatory reviews & examinations with adequate data, analysis, issue finalization and facilitate determination of valid & practical remediations with appropriate business buy-in.

As part of this role, you will work for the IB Controls & Regulatory COO portfolio. The following highlight some of the key attributes we are looking for:

- Significant experience within financial services or in an international investment bank.

- A strong background in Global Markets and Investment Banking products.

- A sharp understanding of Business risk, policy & processes, governance framework and need for controls

- Experience in surveillance & monitoring will be an asset

- Established Track record in understanding the Regulatory landscape across a number of jurisdictions impacting Investment Banks or similar institutions.

- Able to interpret regulations and the impact of the same for Investment banks and wealth management activities

- A good understanding of cross border activities and its implications to business is beneficial.

- Understanding of IB business & products with particular emphasis on E2E trading workflows including sales, execution right through to settlement.

- Experience in transaction monitoring would be helpful

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.