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15/07 Pratibha
HR at New Era

Views:239 Applications:64 Rec. Actions:Recruiter Actions:0

Regulatory Compliance Role - Investment Bank (4-10 yrs)

Bangalore Job Code: 951109

We have an urgent opening with an Investment Bank

Please find the below JD.

- Ensuring that the organization complies with outside regulatory and legal requirements, as well as internal policies and bylaws

- Working hand in hand with management and staff to identify and manage regulatory risk

- Having appropriate disciplinary measures in place in the event of a regulatory breach in order to avoid a future recurrence

- Maintaining open lines of communication with all relevant decision makers and stakeholders in order to keep all parties informed of regulatory changes

- Organizing regular training sessions for employees in order to efficiently communicate key regulatory changes and updates

- Ensuring standards through disciplinary policies to ensure the organization achieves and maintains government compliance

- Creating and implementing organizational policies, standards, and procedures to comply with applicable regulations

- Ensuring that the company is equipped with internal controls that adequately measure and manage the risks it faces.

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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