Upgrade to Pro Member
Regulatory Assurance Role - Internal Audit - BFS (8-13 yrs)
Regulatory Assurance - Internal Audit & US GAAP
PFB JD for the role.
Looking for experience in - Internal Audit + US GAAP + banking domain.
Responsibilities & Tasks Include :
- Execute a framework to test if the internal systems supporting compliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriate governance and data quality controls
- Document process flows to identify controls and control gaps
- Challenge, assess, detail test the design and operating effectiveness of controls
- Document testing results in work papers
- Assist in the identification and risk assessment of issues and work with management to track issues to resolution
- Develop subject matter expertise in regulatory requirements, best practices and expectations
- Report the results of your work to your FRA manager
- Build relationships with key business stakeholders
- Interact with business groups
Skills/ Knowledge :
- Auditing skills and experience in the review and interpretation of regulatory requirements
- Exceptional analytical and critical thinking abiliites; able to develop and convey a point of view
- Strong interpersonal, oral and written communication skills; ability to effectively challenge and influence
- Strong attention to detail and accuracy
- Ability to multi-task and take on a challenging workload and assignments
- Ability to be proactive with minimal direction, ability to work independently and meet deadlines
- Inquisitive and curious about business and functions, strong desire to learn
- High energy and positive attitude
- Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude.
- Ability to thrive in a team environment, working collaboratively with others
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
2-Step Verification - Action Required
We've updated our security procedures!
Your privacy and security are important to us. We've recently updated our security measures to make iimjobs.com safer and more secure for you. This change requires you to reset your password.
Please reset your password using the link sent to your email. If you did not receive any email, please check your spam folder..
