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Director at Arin Consultancy Pvt. Ltd.
Views:464 Applications:96 Rec. Actions:Recruiter Actions:58
Portfolio Management Services Role - Compliance - BFS - CA/CS/LLB (3-8 yrs)
Job Title - Compliance (PMS)
Key Responsibilities :
1. Review and filing of reports to be filed with SEBI and APMI.
2. Periodic updation of Disclosure Document.
3. Review of Marketing Materials.
4. Drafting/vetting of PMS Agreements.
5. Preparation and review of Policies.
6. Drafting of Compliance reports to be submitted to the Board of Directors.
7. SAST monitoring.
8. Review of complaints on SEBI Scores platform.
9. Assisting in Internal Audits.
10. Preparation of synopsis of new regulatory circulars and timely circulation of the same.
Qualification CA/ CS/ LLB
Experience - Minimum 3 years of post-qualification experience.
Candidates having asset management experience will be preferred.
Other Skills
- Good communication skills to address concerns of internal and external stakeholders.
- Ability to work in a team.
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