Nomura - Analyst - Front Office Supervision

Front Office Supervision - Analyst

We are seeking a dynamic individual to join the GM Front Office Supervision, Conduct and Control team, based in Powai.

- The individual will work closely and in partnership with the Global Front Office

- Supervision, Conduct and Control team spread across EMEA, AEJ and Japan.

- The individual will assume day-to-day BAU responsibilities relating to Front Office

- Supervision and will contribute to key projects that are critical to FOSCC from a regulatory perspective.

- Contribution to key FOSCC tasks

- Ownership of the Hierarchy Maintenance process across Global Markets

- Performing review and analysis of Attestation commentaries and affirmation processes

- Performing Bloomberg chat surveillance for EMEA and AEJ

- Legal Entity controls

- Creating Global Management Packs, KRI Packs and Supervisory meeting packs.

- Driving Transition of Key tasks from the Regions - And then perform those tasks in a BAU environment

- Partnering with Technology, Operations, Finance and other Corporate functions

- Involved in initial User Acceptance Testing of FOSCC tools and systems

- Investigation of issues relating to FOSCC tools and systems

- Audit and RCSA related monitoring

- Help in producing issue summaries and reports for Regional teams

- Involved in tracking outstanding actions and help in chasing actions to closure

- Assist the team in information requests from regulators and auditors as required