Job Title - Assistant Manager - Inspection and Audit Job Responsibilities: - Process Inspection reports, Issuing Letter of Observations (LO), follow-up with Members for reply to LO, Reply analysis, seeking approval for issuance of action taken letter, Recovery of penalty, obtaining Compliance Certificate. - Preparing Agenda for Committee meetings / Circulate Agenda / Prepare Draft minutes of meeting. - Prepare / compile information / data for various MIS (Monthly/Quarterly/Annually, etc.) - Drafting Show Cause Notices and issue them to Members for violations / non-compliances - Initiate Expulsion proceedings / prepare and palace the Agenda before the Relevant Authority. - Providing Status reports to other departments and SEBI. - Co-ordinate with lawyers for appeal filed in SAT. - Preparing data for Inspection of the Exchange / resolving inspection queries. - Providing data for External and Internal audit and resolving audit queries. - Web content updates related to Inspection & Audit - Coordinating with Auditors / Regulator - Ensuring periodical submissions to the regulator

Mumbai

Multi Commodity Exchange of India - Assistant Manager - Inspection & Audit 

Multi Commodity Exchange of India - Assistant Manager - Inspection & Audit  ,Job Description for Multi Commodity Exchange of India - Assistant Manager - Inspection & Audit  in Multi-Commodity Exchange of India in  Mumbai for (5-8) years of experience. Apply Now!

Job Description for Multi Commodity Exchange of India - Assistant Manager - Inspection & Audit  in Multi-Commodity Exchange of India in  Mumbai for (5-8) years of experience. Apply Now!