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04/10 Nitin Adhangale
Senior Executive TA at Motilal Oswal Private Wealth Management

Views:530 Applications:56 Rec. Actions:Recruiter Actions:39

Motilal Oswal - Compliance Officer - Mutual Fund (5-8 yrs)

Mumbai Job Code: 1163998

- Develop and implement an effective legal compliance program.

- Manager Internal/External and Statutory Audits

- Create sound internal controls and monitor adherence to them

- Draft and revise company policies

- Proactively audit processes, practices and documents to identify weaknesses

- Evaluate business activities (e.g. investments) to assess compliance risk

- Collaborate with external auditors and HR when needed

- Set plans to manage a crisis or compliance violation

- Educate and train employees on regulations and industry practices

- Address employee concerns or questions on legal compliance

- Keep abreast of internal standards and business goals

Skill Required

- Proven experience as a Compliance Officer or Compliance Manager

- Knowledge of MF Compliance requirements and controls (e.g. Anti-Money Laundering, or AML)

- Familiarity with industry practices and professional standards

- Excellent communication skills

- Integrity and professional ethics

- Business acumen

- Teamwork skills

- Attention to detail

Women-friendly workplace:

Maternity and Paternity Benefits

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