- Develop and implement an effective legal compliance program. - Manager Internal/External and Statutory Audits - Create sound internal controls and monitor adherence to them - Draft and revise company policies - Proactively audit processes, practices and documents to identify weaknesses - Evaluate business activities (e.g. investments) to assess compliance risk - Collaborate with external auditors and HR when needed - Set plans to manage a crisis or compliance violation - Educate and train employees on regulations and industry practices - Address employee concerns or questions on legal compliance - Keep abreast of internal standards and business goals Skill Required - Proven experience as a Compliance Officer or Compliance Manager - Knowledge of MF Compliance requirements and controls (e.g. Anti-Money Laundering, or AML) - Familiarity with industry practices and professional standards - Excellent communication skills - Integrity and professional ethics - Business acumen - Teamwork skills - Attention to detail

Mumbai

Motilal Oswal - Compliance Officer - Mutual Fund 

Motilal Oswal - Compliance Officer - Mutual Fund  ,Job Description for Motilal Oswal - Compliance Officer - Mutual Fund  in Motilal Oswal Private Wealth Management in  Mumbai for (5-8) years of experience. Apply Now!

Job Description for Motilal Oswal - Compliance Officer - Mutual Fund  in Motilal Oswal Private Wealth Management in  Mumbai for (5-8) years of experience. Apply Now!