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13/01 Sanjivanee
Senior Executive at Metropolitan Stock Exchange of India Limited

Views:985 Applications:132 Rec. Actions:Recruiter Actions:49

Metropolitan Stock Exchange of India - Compliance Officer (5-10 yrs) Premium

Mumbai Job Code: 784841

Role: Compliance Officer

Location: Mumbai

Key responsibilities:

- Compliance with Byelaws, Rules and Business Rules of the Exchange.

- Interpretation and implementation of various external and internal policies.

- Issuance of Circulars/Directives to the market participants.

- Ensuring compliances by the members with Byelaws, Rules, Business Rules and Circulars of the Exchange.

- Acting as single point contact for the Regulator.

- Attending Regulatory Inspections.

- Supervising Investor grievance cell and Arbitration Mechanism of the Exchange.

- Supervising Audit & Inspection of members of the Exchange.

- Ensuring compliance of Anti Money Laundering laws.

- Facilitation of SEBI Inspections.

Pre-requisites required:

- 5+ years of relevant experience with minimum 2 years as a - Compliance Officer in the Stock Exchange.

Women-friendly workplace:

Maternity and Paternity Benefits

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