13/01 Sanjivanee
Senior Executive at Metropolitan Stock Exchange of India Limited

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Metropolitan Stock Exchange of India - Compliance Officer (5-10 yrs)

Mumbai Job Code: 784841

Role: Compliance Officer

Location: Mumbai

Key responsibilities:

- Compliance with Byelaws, Rules and Business Rules of the Exchange.

- Interpretation and implementation of various external and internal policies.

- Issuance of Circulars/Directives to the market participants.

- Ensuring compliances by the members with Byelaws, Rules, Business Rules and Circulars of the Exchange.

- Acting as single point contact for the Regulator.

- Attending Regulatory Inspections.

- Supervising Investor grievance cell and Arbitration Mechanism of the Exchange.

- Supervising Audit & Inspection of members of the Exchange.

- Ensuring compliance of Anti Money Laundering laws.

- Facilitation of SEBI Inspections.

Pre-requisites required:

- 5+ years of relevant experience with minimum 2 years as a - Compliance Officer in the Stock Exchange.

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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