Manager - Risk - Wealth Management

Role: Manager - Wealth Management

Type: Full Time

Location: Onsite

Job description :

Framework :

- Work closely with various OPC teams to ensure that guidelines established centrally are adapted in APAC.

- Update RCSA and risk maps as part of the implementation of the Operational Risk framework.

- Identify gaps in the control framework based on IG missions, RISK ORC permanent control actions, open risk areas, TAC/NAC, projects and incidents.

- Subsequently review the control plans using a risk-based approach.

Risk management :

- Monitor the ORUS controls results declared by Operations Teams and report the sign-off status

- Perform the control testing as defined in the control plan and validate the action plan with management

- Ensure operational risk incidents are properly collected, coordinate the root cause analysis and contribute to the definition of remedial actions

- Follow-up and contribute to close recommendations/permanent control actions/incident remediation actions assigned to ISPL Wealth Management

- Take a step back to identify key risk areas and to propose long-term remediation actions to ISPL management

Regulations, Procedures and Code of Conduct :

- Pro-actively monitor the regulations changes to ensure cascading in Ops teams.

- Monitor the implementation of global/local regulations and internal policies by Ops teams.

- Ensure compliance with global and regional policies, especially

Technical Behavioral Competencies :

- Excellent interpersonal and communication skills in English

- Provide excellence in term of quality of deliveries and quality of service

- Strong analytical skills and control mindset.

- Ability to work independently and as part of a team

- Show a continuous improvement mindset problem solving mindset

- Takes initiative and is results driven

- Act with integrity

- Able to work under pressure

- Ability to integrate various information and synthesize them.

- Coordination and multi-tasking skill.

- Proficient in Microsoft Office Suite (Excel, PowerPoint, Word) for statistical analysis and report production