Manager - Risk & Control - Equities - Investment Banking

Designation - Manager

Location: Bengaluru.

Skills: Incumbent should have working experience Risk and control into Equities:

- Coordination of Equities owned Governance forums including the various Committee - agenda, action points, information gathering for agenda topics, production of information packs

- Supporting business management on new business development, establishing & streamlining processes & collaborating on strategic projects

- Coordination and ownership of Management Information required for business monitoring and key decision making - across strategic initiatives, business performance and headcount

- Streamlined Management Office information gathering, production and reporting

- Efficient and effective supervisory support including embedding the operational risk framework, verification, maintenance of Authorizations, Support of the front office Governance, contribution to audits & drive effective thematic business specific controls

- Support the front office Supervision and Controls related governance, monitoring & embedding the operational Risk Framework, driving effective thematic business specific controls

- Lead Regulatory change projects with impact on Equities activities, products and processes, facilitate & contribute to resp. regulatory governance's, perform controls and analysis and on the look-out for new regulation and potential impact on the desk

- Interaction with key Markets Support Functions including Operations, Compliance, Finance and Product Control, and Technology with regards to Management Office governance forums and associated information gathering

- Periodic review and update of instruction and procedural manuals