Our client, a global consulting firm is planning to strengthen their Compliance Practice Team across different locations in India. The role holders will be critical and integral part of this key practice. Key Responsibilities: - Development of compliance related policies and procedures - Development of Compliance Risk Assessment Framework - Developed compliance indicators for monitoring of key compliance requirements - Preparation of Compliance testing plan and performing compliance reviews - Preparation of Compliance dashboards and reporting - Compliance Advisory on specific banking divisions or products. - Creation and maintenance of Regulatory risk management framework, and where necessary enhance the procedures and systems relating to the management of Regulatory risk to ensure that all regulatory requirements are met. - Communication of the Regulatory framework requirements, policies and procedures through reporting and delivering appropriate training for relevant business teams. - Maintenance of the Regulatory risk assessment methodology, perform assessments, Regulatory related due diligence and identify and implement appropriate controls to mitigate risks identified. - Maintenance and enhancement, where necessary, of the Regulatory Risk Framework, considering any emerging Regulatory risks and regulation. - Provide advice and training to the business in respect of Regulatory risk issues. - Oversee and carry out Regulatory risk controls, monitor the business for Regulatory risk issues and support Regulatory risk projects. - Ensure appropriate Regulatory risk management information (MI) is made available to the relevant governance bodies within the business on a timely basis. - Analyse Regulatory risk MI and undertake root cause analysis in respect of complaints. - Circulate market updates and guidance in relation to Regulatory risk matters, as necessary, liaising with the Compliance Officer/Compliance team to provide a unified response to the business in respect of regulatory requirements relating to consumer and high Regulatory risk business / codes of best practice and regulatory developments. - Prepare reporting packs for Senior Management and Board for Regulatory Risk. Candidate Specifications : - 6 to 10 years' experience in Regulatory Risk in a BFSI environment - Willing to work remotely initially and willing to work onsite as the Covid situation improves - Candidates should be willing to travel across India

Bangalore

Delhi

Mumbai

Pune

Manager - Regulatory Compliance - Consulting Firm 

Manager - Regulatory Compliance - Consulting Firm  ,Job Description for Manager - Regulatory Compliance - Consulting Firm  in iCube Consortium Pte Ltd in  Bangalore Delhi Mumbai Pune for (6-10) years of experience. Apply Now!

Job Description for Manager - Regulatory Compliance - Consulting Firm  in iCube Consortium Pte Ltd in  Bangalore Delhi Mumbai Pune for (6-10) years of experience. Apply Now!