Job Profile

Purpose of Role

Reporting into the Americas Regional Lead of Global Financial Crimes Compliance Systems & Technology (S&T) Testing Unit, this role will assist in the execution of testing of Financial Crimes Compliance systems and tools in accordance with the annual testing plan. This includes managing the end-to-end systems testing process, including planning, engaging with key Technology and Financial Crimes Compliance personnel across MUFG, coordinating with regional teams in EMEA, Asia and Japan and engaging key stakeholders from Japan to perform testing on HO based systems.

Main Responsibilities:

- As one of the lead members of the GFCCT S&T team in the US, responsible for supporting the activities of the team, including end-to-end systems testing between primary source systems and sanctions screening and transaction monitoring systems such as HotScan, Actimize or other systems to detect control breaks and mitigate financial crimes risk.

- Lead or assist in performing planned systems testing reviews, including scoping, planning, documenting process flows, data flows and analyses of data input / output results, while fully understanding the FinCrime compliance functionality of the systems.

- Assess and validate that controls are in place and designed to ensure the end-to-end completeness and accuracy of transaction and customer data from primary source systems to transaction filtering and transaction monitoring systems such as HotScan, Actimize or other systems.

- Stay abreast of latest data management and IT related developments concerning AML and Sanctions, fraud schemes, and security issues.

- Manage preparation of written reports which summarize the Objectives, Scope, Findings and Conclusions for each assigned review, for consumption of all stakeholders.

- Manage other compliance reviews, issue validations, projects, or related duties as required

- Monitor developments, such as regulatory changes, payment infrastructure environment upgrades, which may necessitate ad hoc testing.

Candidate Profile:

Skills and knowledge:

- Knowledge of various complex data formats, data mapping and data lineage concepts.

- Strong data analytics experience using SQL, SAS and related tools

- Strong understanding of complex System Architectures to develop test plans for financial crimes compliance systems (such as Actimize, SAM, Hotscan, FIS Prime, etc.)

- Familiarity with cross border payment standards and infrastructures (SWIFT, CHIPS, Fedwire)

- Strong command over Microsoft Office Suite (i.e., Excel, Access, PowerPoint and Word)

- Excellent problem-solving skills

- Strong ability to drive complex discussions with management and stakeholders

- Bachelor's degree or above

- ACAMS certification or relevant professional qualification is a plus.

- PMP certification is a plus.

- 7 plus years of experience in Financial Crimes Compliance (FCC) (Sanctions screening/KYC/Transaction Monitoring)

- Strong exposure to IT testing processes, including Test planning, test case preparation, test execution, and test evidence validation, with a focus on FCC systems

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