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13/03 Kashbi Mehta
HR Consultant at COE Solution

Views:754 Applications:122 Rec. Actions:Recruiter Actions:109

Manager - Legal - NBFC (5-7 yrs)

Mumbai Job Code: 808398

Reports To: Head - Products

Location: Mumbai

Responsibilities and Duties :


- Understanding and applying regulations incidental to the business across geographies.


- Drafting legal agreements, documents as required for various businesses.


- Reviewing various agreements/offering documents to ensure all risks have been mitigated on the Funds Advisory/Consulting/NBFC business lines.


- Assisting with various regulatory filings across geographies (Form ADV, CFTC filing, NPPR etc.)


- Reviewing regulatory developments, implementing the appropriate procedures, while ensuring compliance with rules and regulations.


- Liaising with various legal counsels/compliance firms across the globe to assess the implication of regulations pertaining to Funds Advisory/Consulting business lines.

Qualifications :


Graduate/Post-graduate degree in Law


- Must have minimum work experience of 5 years in Funds Advisory/Corporate Law pertaining NBFC and Custody business.


- Ability to provide efficient solutions and meet timelines


- Should have good communication skills and ability to work in teams


- Should have an affable personality, especially while liaising with counter parties

Women-friendly workplace:

Maternity and Paternity Benefits

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