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10 Apr 2021

19/03 Kashbi Mehta
HR Consultant at COE Solution Posted in
Legal Jobs

19 Mar 2021; Job Code: 904928; Location: Mumbai

Views:902 Applications:247 Rec. Actions:Recruiter Actions:179

Manager - Legal - BFSI (4-7 yrs)

Mumbai Job Code: 904928

Job location is Mumbai

Prior exp in BFSI legal will be added advantage

Job Description:

Job entails an in-house legal counsel at the group level. It requires a good understanding and interpretations of the regulations at the domestic and global levels. The position is diverse in nature and there is a ton of project work involved. Excellent learning platform for someone to take on new responsibilities within legal and compliance.

Reports To: Head - Products

Responsibilities and Duties:

- Understanding and applying regulations incidental to the business across geographies.

- Drafting legal agreements, documents as required for various businesses.

- Reviewing various agreements/offering documents to ensure all risks have been mitigated on the Funds Advisory/Consulting/NBFC business lines.

- Assisting with various regulatory filings across geographies (Form ADV, CFTC filing, NPPR etc.)

- Reviewing regulatory developments, implementing the appropriate procedures, while ensuring compliance with rules and regulations.

- Liaising with various legal counsels/compliance firms across the globe to assess the implication of regulations pertaining to Funds Advisory/Consulting business lines.

Qualifications

- Graduate/Post-graduate degree in Law

- Must have minimum work experience of 4-7 years in Funds Advisory/Corporate Law pertaining to NBFC and Custody business.

- Ability to provide efficient solutions and meet timelines

- Should have good communication skills and ability to work in teams

- Should have an affable personality, especially while liaising with counterparties