Posted By
Khurshid Prabhu
Recruitment Specialist at Genetic Callnet Consultancy Pvt. Ltd.
Last Login: 15 March 2022
501
JOB VIEWS
132
APPLICATIONS
38
RECRUITER ACTIONS
Posted in
Banking & Finance
Job Code
860005
Key Result Areas
- Perform specialized auditing of a broad range of operational, financial and compliance functions as set out in the annual audit plan;
- Review the area to be audited and understand the scope of the audit
- Review previous audit reports, if any, to check clearance of key issues
- Prepare preliminary risk assessment matrix (RAM), identifying key risks and controls in the audit area
- Prepare audit programs and detailed audit work papers incorporating test schedules, observations, and audit conclusions;
- Complete work paper documentation in audit software - Teammate (TM) and ensure all work papers contain sufficient supporting documentation and have been properly referenced on Team Mate;
- Perform walk through along with the process owners and prepare process flowcharts
- Test the existing controls in place, conclude on the adequacy, effectiveness and efficiency of key controls tested and recommend action plan to address the risks where controls are weak;
- Perform compliance and substantive testing as per audit program
- Draft audit issues / reports as per GIA's audit methodology
- Comply with Quality Assurance checklists to ensure that working papers are complete and serve as a stand-alone reference to support audit findings;
- Assist in special jobs/fraud investigation reviews whenever needed.
- Discuss audit issues with operational management and ensure factual accuracy of the issues
- Submit report to audit engagement manager for review
- Input final audit report into TM, before formal issuance
- Participate in risk mitigation plans, contingency planning, business continuity programs by executing and reporting within defined timelines. Highlight and recommend process gaps, flaws and process changes.
- MUST HAVE Excellent skills in Microsoft EXCEL and good aptitude to adopt new system
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Posted By
Khurshid Prabhu
Recruitment Specialist at Genetic Callnet Consultancy Pvt. Ltd.
Last Login: 15 March 2022
501
JOB VIEWS
132
APPLICATIONS
38
RECRUITER ACTIONS
Posted in
Banking & Finance
Job Code
860005