Manager - Ethics/Compliance - Insurance

Position: Senior Manager Compliance

Location: Goregaon Office, Mumbai

Department: Compliance

Reporting to: Director Ethics and Compliance

Context & Role:

This position will be responsible for monitoring of Operational Compliance, Employees Code of Conduct, Internal Financial control (IFC), and review as per Compliance Risk Management Program (CRMP).

Key Responsibilities:

- Internal Financial Controls (IFC) review as per Companies act requirement

- Compliance Risk Management Program - Annual planning, testing, monitoring as per quarterly plan

- Review and monitoring of operational controls related to regulatory matters

- Review of various processes related to insurance operations

- Ensuring compliance with employees- code of conduct

Measures of Performance:

- Plan vs. Actual Performance

- Timely identification of operational issues

- No key exceptions in areas being managed by him/her

- Quality review of SOP/processes

Desired qualifications and experience:

- Professional qualification (CA/CS) having Insurance domain work experience of 3 - 4 years

- Experience in Internal audit (2-3 years)

Knowledge and skills required:

- Team handling experience

- Excellent written and verbal communication skills.

- High process orientation

- Eye for details.

- Positive attitude and outspoken