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Senior Search Consultant at Synapse Search Partners
Views:148 Applications:28 Rec. Actions:Recruiter Actions:28
Manager - Compliance - Online Stock Broking (5-10 yrs)
We are looking for someone who has worked as a compliance officer in an online broking firm for at least 3 years, and has an in-depth understanding of SEBI and Exchange compliances, rules & regulations.
Top 3 Goals that you will be working on:
- Develop and implement an effective compliance framework for our broking operations.
- Monitor & supervise day-to-day compliances of the rules, regulations, notifications, guidelines, instructions issued by regulators and exchanges.
- Develop & implement system & processes to resolve clients- grievances and complaints.
That's it.
If this sounds like your kind of challenge we are eager to be impressed by you.
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
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