Senior Search Consultant at Synapse Search Partners
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Manager - Compliance - Online Stock Broking (5-10 yrs)
We are looking for someone who has worked as a compliance officer in an online broking firm for at least 3 years, and has an in-depth understanding of SEBI and Exchange compliances, rules & regulations.
Top 3 Goals that you will be working on:
- Develop and implement an effective compliance framework for our broking operations.
- Monitor & supervise day-to-day compliances of the rules, regulations, notifications, guidelines, instructions issued by regulators and exchanges.
- Develop & implement system & processes to resolve clients- grievances and complaints.
If this sounds like your kind of challenge we are eager to be impressed by you.