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01/03 Heena
Senior Search Consultant at Synapse Search Partners

Views:134 Applications:27 Rec. Actions:Recruiter Actions:26

Manager - Compliance - Online Stock Broking (5-10 yrs)

Mumbai Job Code: 897582

We are looking for someone who has worked as a compliance officer in an online broking firm for at least 3 years, and has an in-depth understanding of SEBI and Exchange compliances, rules & regulations.

Top 3 Goals that you will be working on:

- Develop and implement an effective compliance framework for our broking operations.

- Monitor & supervise day-to-day compliances of the rules, regulations, notifications, guidelines, instructions issued by regulators and exchanges.

- Develop & implement system & processes to resolve clients- grievances and complaints.

That's it.

If this sounds like your kind of challenge we are eager to be impressed by you.

Women-friendly workplace:

Maternity and Paternity Benefits

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