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25/05 Venkatesh Prasad Choudhary
Consultant at Peoplenomic

Views:228 Applications:52 Rec. Actions:Recruiter Actions:31

Manager - Compliance - NBFC - CS (5-6 yrs)

Mumbai Job Code: 1100466

- Liaising with various regulatory and government bodies for approval updates and ad hoc requests/query

- Dealing with queries raised by RBI or any other statutory bodies

- Highlight alleged violations of RBI laws, rules, and regulations applicable to NBFCs and recommend procedures for corrective action.

- Liaise and build relations with the Registrar of Companies, Reserve Bank of India Depositories, and other statutory authorities; Periodically provide returns/forms required by them.

- To provide advice to management on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate and Other Business Laws and regulations and guidelines

- Preparing and providing Compliance report on a regular basis

- Drafting and review of all policies and agreements as per applicable compliance framework

- Conducting internal compliance review and monitoring activities, including periodic review of Department.

- Obtaining data from various departments, review of the same before submission to RBI during inspection.

- Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.

Education: Qualified CS

Location: Goregaon East, Mumbai

Work Exp: Looking at candidate with 5-6 years of experience with an NBFC who understands RBI compliances and reporting thoroughly.

Women-friendly workplace:

Maternity and Paternity Benefits

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