Manager - Compliance - NBFC

Roles and Responsibilities:

- Monitor developments in financial sectors to manage regulatory risks and ensure compliance with SEBI, AMFI, RBI, and other regulations.

- Develop and maintain compliance policies and procedures, ensuring continuous effectiveness and risk mitigation.

- Work with teams to integrate compliance into all organizational processes and documentation.

- Address regulatory challenges, assess impacts, and ensure new products/features meet regulatory standards.

- Prepare compliance reports and escalate critical issues to senior management.

- Audits & Monitoring: Assist with compliance audits, monitor activities, and prepare Suspicious Transaction Reports (STRs).

- Oversee checks and monitoring of Politically Exposed Persons (PEPs).

- Liaise with authorities, manage inspections, and handle regulatory queries.

- Ensure compliance with information security responsibilities.

Qualification:

Post Graduate in Commerce / Business Admin. / Corporate Secretaryship / Law. Weightage will be given for additional certification in Compliance/Risk Management/Governance/AM

Preferred Industry: NBFC, Banking and MFIs

Location: Chennai only - Work from office, hybrid model

Note:

- Should have compliance exposure in NBFCs/Banking.

- Candidate must have exp in handling the RBI Team & RBI Guidelines preparation. RBI related loan activity.

- Candidate must have exp in handling Loan Product.

- Candidate exp more on compliance