Role & Responsibilities: - The individual will have diverse responsibilities, including but not limited to: - Responsible for control room different surveillance and monitor processes - Responsible to perform Actimize alerts review for Watch list, Restricted list, trading ahead of market, trading ahead of research alerts and escalate potential breaches to regional control rooms - Responsible to perform different regional control room tasks and activities like Chinese wall tagging, maintenance of Watch & Restricted list, work closely with the regional control rooms for tagging validation - Responsible to monitor and approve the Personal Account Dealing and Gifts & Entertainment requests as per policy & procedures. - Close communication with regional stakeholders and organizing scheduled weekly/monthly calls with structured agenda and minutes - Responsible to perform quality checks and provide support to other team members. - Ensure MIS data, Checklists and process related procedures are updated and accurate - Prepare business requirement documents, process map and assist IT team in developing IT infrastructure. As well responsible to conduct UATs for IT projects from Compliance operations. - Good Interpersonal skills; high ethical standard; collaborative; detail Oriented, willing to learn and adapt. Salary offered: 10 - 15 LPA

Mumbai

Manager - Compliance/Control Room/Disclosure/Trade Surveillance - BFS 

Manager - Compliance/Control Room/Disclosure/Trade Surveillance - BFS  ,Job Description for Manager - Compliance/Control Room/Disclosure/Trade Surveillance - BFS  in Conjoin Consultancy Pvt Ltd in  Mumbai for (8-12) years of experience. Apply Now!

Job Description for Manager - Compliance/Control Room/Disclosure/Trade Surveillance - BFS  in Conjoin Consultancy Pvt Ltd in  Mumbai for (8-12) years of experience. Apply Now!