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27/04 Preeti Malhotra
HR Consultants at Aristo Consultants

Views:210 Applications:59 Rec. Actions:Recruiter Actions:27

Manager - Compliance - BFSI (4-7 yrs)

Hyderabad Job Code: 818916

The firm is looking for a manager to join its Legal & Compliance team in Hyderabad, India. This role involves working closely with attorneys and compliance professionals to help ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities will include leading the group out of the Hyderabad office, preparing regulatory filings, supervising the review of compliance monitoring reports, and ensuring adherence to compliance policies.

WHAT YOU'LL DO DAY-TO-DAY:

- Oversee all processes and deliverables for which Compliance Hyderabad is responsible while ensuring that these are handled in a timely and accurate fashion

- Work closely with the heads of different functions within Compliance (such as Core Compliance, Trade Compliance, and Control Room) to discuss the implementation of policies and procedures for underlying processes

- Assist with systemic risk and other regulatory filings on a quarterly basis

- Ensure adherence to policies and procedures (such as the firm's Code of Ethics policies)

- Drive and oversee technology projects to build controls, streamline workflows, and improve process efficiency

- Effectively mentor team members to drive performance, set goals, and manage their career development

- Maintain control over resource allocation and budget requirements

- Represent the group during meetings with senior management and in various discussions, activities, and initiatives pertaining to the firm's financial operations

WHO WE'RE LOOKING FOR:

The ideal candidate should have:

- The overall experience of four to seven years with past managerial and project management experience


- A master's degree or higher

- Proficient analytical, written, and verbal communication skills

- Keen attention to detail and a robust work ethic

- An understanding of securities regulations and financial instruments

Women-friendly workplace:

Maternity and Paternity Benefits

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