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Manager - Compliance - Asset Management Firm (4-6 yrs)
- Monitoring the adherence to compliance policies and exceptions thereof using qualitative and quantitative mechanisms including appropriate dashboards.
- Provision of monthly and quarterly reports to the senior management around the output and results of surveillance and monitoring activities, as well as key compliance issues pertaining to a company
- Performing various review and monitoring activities related to compliance on Monthly and Quarterly basis.
- Running various system MIS and working on enhancement and UAT
- Work on macro for various trackers maintained by the compliance teams
- Enhancing the scope and sophistication of the compliance surveillance processes.
- Post Graduate / Professional degree in accounting, secretarial, management or equivalent
- 4-6 years of work experience managing Compliance /MIS related affairs for a multinational bank or an organization in the BFSI space with global operations.
- Excellent in MS office Skills, Excel and PPT skills
- Excellent verbal and written communication skills
- Understanding of Financial Services sector in the Indian and Global context
- Competencies to translate compliance concepts into practical applications of day-to-day operations
- Ability to comprehend and provide solutions for Compliance related matters
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