Senior Consultant at Liontree HR
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Manager - Compliance - AMC (5-10 yrs)
Compliance Manager for AMC
Weare looking Compliance Manager fora leading Mutual Fund Co at Goregaon location.
Candidate should have at least 5 years experience post Company Secretary in Compliance activities of Mutual Fund Co. Experience on PMS/AIF is mandatory.
Good English communication skills Verbaland written
1) Ensure accurate and timely compliance with applicable laws, especially pertaining to PMS and AIF
2) Monitoring regulatory compliances basis the regulatory provisions primarily for AIF - PMS and also for Mutual Fund activities
3) Devising processes to ensure adherence to the applicable regulations
Key Accountability :
1. Assess compliance control effectiveness in PMS,AIF and MF
2. Focus on automation of manual controls and drive for automation of all such activities by coordinating with respective team
3. Ensure that the the regulatory provisions are adhered to and there is effective monitoring mechanism for review of compliances by all the teams.
4. Discuss and provide input on any new activity/structure in PMS-AIF and provide inputs from regulatory as well as from control perspective.
5. Continuously update the regulations and applicable activities in the compliance system.
6. Focus on standardizing and automating processes