17/11 Nisha Pandey
HR Intern at Mirus Solutions

Views:148 Applications:36 Rec. Actions:Recruiter Actions:1

Manager - Compliance - Alternate Investments Fund (8-14 yrs)

Delhi Job Code: 864695

Alternate Investments Fund - Compliance Manager


- For a newly set up AIF

- Set-up and manage Secretarial and Regulatory Compliances framework for the AIF businesses to ensure compliance of all applicable laws.

- Setting up and managing operational processes for the AIF

- Developing and Overseeing Control systems to prevent or deal with violations of applicable laws.

- Planning and coordinating / conducting Internal Audits

- Conducting Board, Committees & General meetings and overseeing maintenance of Statutory Registers.

- Framing / contributing in drafting policies and SOPs for the AIF businesses.

- Preparing, implementing and overseeing maintenance of Comprehensive Compliance Calendars for Company Law and respective applicable laws for the AIF.

- Developing relationship, interacting and liaising with regulators, various auditors (viz. Internal, Statutory, Secretarial), legal counsel, registrars, Depositories, DTs and other relevant authorities / agencies.

- Vetting of agreements, trust deeds, transaction documents, security documents etc. Apprising Senior Management and the Board about regulatory changes / developments and their impact on compliances and operations.

- If you have relevant exposure with an ARC also, you can be given dual responsibility for compliance across the AIF & ARC business

Women-friendly workplace:

Maternity and Paternity Benefits

Add a note
Something suspicious? Report this job posting.