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20/09 Pankaj Ghosh
Business Associate at Dhruv HR

Views:1474 Applications:219 Rec. Actions:Recruiter Actions:210

Manager - Compliance - AIF & PMS (2-4 yrs)

Mumbai Job Code: 1316735

Manager Compliance ( Investment Firm)

Job opportunity for Company Secretary Rank holders/First attempt with A boutique Investment Consultancy Private Limited, one of the best performing Portfolio Manager in the country.

Client looking for a Manager: Compliance & Legal (Location: Mumbai Experience: 2 to 4 years) to be part of our legal and compliance team.

Please find the company introduction and job profile below.

Company is a top performing boutique investment firm. They are a SEBI registered firm having a PMS, AIF and an FPI fund from Dubai International Financial Centre (DIFC).

Job Description :

- A full understanding of SEBI laws and regulations and ensuring compliance with those laws and regulations

- Ensuring compliance with all the regulatory laws and regulations applicable to the entities in the group.

- Understand laws and regulations of various international jurisdictions where the company may look at opening offices in the future

- Liaison with SEBI and other international regulatory authorities.

- Monitoring of AML / FATCA compliance and its reporting

- Liaising and co-ordinating with Regulator for PMS, AIF compliance and queries

- Co-ordinating with counsels for legal support, opinions, and clarifications

- Other day to day activities as might be required in discharging the duties of a compliance officer.

Requirements :

- Company secretary (Rank holder/First Attempt ). An LLB degree or a Chartered Accountant will be an added advantage.

- A growth mindset and ability to understand and interpret Indian and international laws.

Pay - Better than Industry standards.

Women-friendly workplace:

Maternity and Paternity Benefits

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