Manager/AVP - Audit/Regulatory Reporting - Investment Banking

Manager/AVP - Investment Banking - Audit + Regulatory Reporting

- Work within a team of professional staff to assess key risks, design and effectiveness of associated controls.

- Identify key risk and related controls, and testing controls to ensure design and operating effectiveness covering the Global Finance activities.

- Lead, or participate in, individual audits to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned, executed and finalized.

- Identifying control weaknesses, discussing and agreeing these observations with senior management preparing well drafted audit reports and findings, and presenting these findings to senior management.

- Stay on top of changing regulatory needs, reporting standards and understand their impact.

- Act as an SME on matters such as Regulatory Regulations relating to Risk Weighted Assets calculation, Capital reporting.

- Work with multiple stakeholders/functions on a range of activities simultaneously and deliver in a timely, efficient and effective manner, while understanding the overall objective.

- Critically analyze and assess the impact of ineffective controls of issues to be prioritized, addressed and resolved by senior management

- Clearly communicate Finance issues and associated risks as well identify the root cause and the possible strategic implications

- Ensure that audit assignments are completed in a timely and efficient manner with due respect to the standards established by Global Internal Audit, industry best practice and the relevant risk and regulatory environment.

- Ensure that the results of the work performed meet the expectations of audit and business management and regulators.