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06/05 Aquilla Rodrigues
Consultant at Mahindra and Mahindra Ltd

Views:726 Applications:173 Rec. Actions:Recruiter Actions:90

Mahindra & Mahindra - Manager - Legal - Insider Trading - CS (6-10 yrs)

Mumbai Job Code: 1091383

Looking for CS candidate with a 6+ years' post qualification experience in a listed entity for the following:-

- Responsible for Compliances and disclosures under SEBI (SAST) Regulations, 2011, Insider Trading Regulations and all Share related compliances

Periodic compliances under LODR such as:

- Filing of Shareholding Pattern

- Filing of Statement of Investors Complaints

- Filing of Reconciliation of Share Capital Audit

- Filing of Compliance certificate for Joint registry under Regulation 7(3) of SEBI (LODR), 2015

- Filing of Compliance certificate under Regulation 40 (9) of SEBI (LODR), 2015

- Compliances under SEBI (Prohibition of Insider Trading) Regulations, 2015 and the Insider Trading Code of M&M

- Resolving investors complaints including those routed through Stock exchanges and SEBI SCORE.

- Daily Co-ordination with RTA and Shareholders to resolve the requests/grievances of Shareholders

- Co-ordination with RTA and process Transmission, Name deletion, Duplicate, other service requests of shareholders and visit to RTA

- Preparation of Agenda, Minutes of the Meetings for Committee Meetings

- Assist in prepetition Annual Report and AGM Notice

- Handling procedural requirement for AGM and voting results

- Preparing Form MBP 1& Form DIR 8 of Directors.

- Managing of dividend related compliances from opening of dividend account to transfer of dividend to IEPF including TDS

- Managing all IEPF relation compliances and IEPF Claims

- ESOP related Secretarial compliances

- Keeping track of Case Laws / Informal Guidance in the area of work handled along with impact analysis

- Other Secretarial assignments

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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