06/12 Kanchan
Business HR at L&T Financial Services

Views:2778 Applications:158 Rec. Actions:Recruiter Actions:52

L&T Financial Services - Wholesale Credit Auditor (4-8 yrs)

Mumbai Job Code: 641343

Require Wholesale Credit Audit Experience

Planning: 

- Align auditee's and internal resources to facilitate execution as per Audit Plan.

- Develop areaswise timelines within overall engagement level budgets.

Execution: 

- Execute audits in line with testing plans/ checklist. Gather required data, check processes and documents and identify non compliance with process and regulatory lapses therein.

- Evaluate the internal control over assigned areas of audit, to ensure compliance with company policies and procedures and regulations. Identify any non-compliance for reporting as discussion points with auditee.

- Map business processes and conduct analysis to determine associated risks.

- Executing analytics/trend analysis by collating data from various sources for the consumption of the audit team. Investigate and perform root cause analysis on Risk Events.

- Ongoing monitoring and management of co-sourced firm.

- Adherence and enhancement of Internal Audit working standards (including document standards) Management and quality of the deliverables of co-sourced firms for the audit assignment

- Finalise draft audit observations along with assessment of risks involved and to provide inputs for incorporation in the draft audit report.

Communication : 

- Presentation and confirmation of the draft observation with auditee's line manager and assessing impact. Maintain adequate audit documentation for corroborating the observations

- Monitoring and timely follow-up on implementation of audit recommendations.

- Ongoing communication with the co-sourced firms on progress and quality of audits.

- Providing regular updates on status of audit progress.

- People development

- Attend planned trainings on timely basis.

- Maintain professional certification(s) and continue to develop and expand knowledge of the audit profession, information systems, regulatory issuances, industry, and Company products and information through self-study, research, and continuing education efforts.
 
Infrastructure : Effective and consistent use of infrastructure

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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