An individual contributor role with a Multinational Corporation in order to assist them in their compliance policies & procedures, regulatory issues, compliance training and report outcomes. A challenging role that involves providing assistance to the management and revise the existing policies in order to ensure the organisation is safeguarded.

LOCATION: Mumbai

ABOUT OUR CLIENT:

- Our client is one of the world's leading global BFSI & compliance consultants. It is known for delivering on promises to its customers and is recognised as a trusted brand, providing services like life insurance, annuities, retirement-related services, mutual funds and investment management.

- As a part of their Risk & Compliance team they are looking to identify a Legal Compliance Officer based out of Mumbai office.

YOU WILL BE RESPONSIBLE FOR:

- Identification and assessment of potential compliance risks to the business.

- Compliance plan developing many reflecting risk profile of a particular business unit and ensuring all complaints are dealt with.

- To assure the breach identification and reporting within 24 hours.

- Performing file reviews for business unit in a range of 5 to 10 percent along with compliance monitoring reports and internal/external audit reports generation.

- Identification of potential enterprise systematic risks, weakness in internal controls and training.

- Identification of particularly all laws and regulations that might affect the business unit like AML, Sanctions, etc.

- Developing annual training plan in order to deliver key training materials for business units.

- Maintaining a good repo with business unit heads & associates for proper communication and assistance between compliance & business establishment.

- Maintain positive relationships with business unit heads and associates including Internal Audit, Group Legal and Risk department.

THE SUCCESSFUL CANDIDATE:

- Graduate/post graduate from a premium institute with 5 to 8 years of relevant work experience in risk & compliance in Financial Services, Banking, Investments and Insurance with experience in using MS office packages.

- Commercially aware and has good understanding of corporate governance.

Work experience of minimum 5-8 years in core compliance domain.

- Team player with flawless business English communication and impressive interpersonal skills with strong influential ability.

- Self-driven, goal oriented, organised and proactive candidate with strong analytical and problem solving skills, who can deliver under pressure without direct supervision.

WHAT IS IN IT FOR YOU:

- Liaise extensively with stakeholders

- A meritocratic culture with great career progression.

- Fast track career growth.

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